TCM – DOT Audit Checklist

Audit/ Inspection/ Investigation/ Compliance Records Review

What To Expect – In General

The following represent most of the records a DOT Agency and USCG auditor, inspector, or investigator will usually request and review during a program review. Keep in mind, that DOT Agency and USCG regulations may have additional and more specific record review requirements.

Total Compliance Management (TCM) clients may request assistance using the following form. Check those forms that you need. Health Enhancement Center will contact you within 24 hours. We look forward to being of service.

We Are Preparing For An Audit:
DER:
DER E-mail:
DER Phone:
-
Anticipated Audit Date:
 / 
 / 
Text:
Audit Scheduled For:
 / 
 / 
Comments:
POLICIES, PLANS, REPORTS
EMPLOYEE AND SUPERVISOR TRAINING RECORDS:
RANDOM TESTING RECORDS:
DOT DRUG TESTING CUSTODY AND CONTROL FORMS:
MRO RECORDS:
DOT ALCOHOL TESTING FORMS
EMPLOYEE RETURN TO DUTY::
SERVICE AGENT DOCUMENTATION:

Copyright © 2015 Health Enhancement Center

Health Enhancement Center
8615 Commerce Drive
Easton, MD 21601
Jim Proctor, President
410-822-8690 (office)
410-822-9434 (fax)

Leave a Reply

Your email address will not be published. Required fields are marked *